-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJXXnLbC82Gz2bZtH6StIunyZRPOjhdvj3WAH1m1wjk5bUyhzW9jG+CyN+A38Oye xnZK65EVBWqMsyO6qAt7NQ== 0000903112-97-000151.txt : 19970222 0000903112-97-000151.hdr.sgml : 19970222 ACCESSION NUMBER: 0000903112-97-000151 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOY BIZ INC CENTRAL INDEX KEY: 0000933730 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 133711775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47191 FILM NUMBER: 97533368 BUSINESS ADDRESS: STREET 1: 333 EAST 38TH ST CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126824700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARAD AVI CENTRAL INDEX KEY: 0001008179 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1698 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 MAIL ADDRESS: STREET 1: 1698 POST RD E CITY: WESTPORT STATE: CT ZIP: 06880 SC 13G/A 1 SCHEDULE 13G AMENDMENT 1 As filed with the Securities and Exchange Commission on February 14, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Toy Biz, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 892261108 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 C/M: 11391.0000 458207.1 - ---------------------------------------------- CUSIP No. 892261108 SCHEDULE 13G - ---------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Avi Arad - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Israel - -------------------------------------------------------------------------------- 2 5 SOLE VOTING POWER 0 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------- 6 SHARED VOTING POWER 4,150,000 ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 4,150,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,150,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 20.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 C/M: 11391.0000 458207.1 - ---------------------------------------------- CUSIP No. 892261108 SCHEDULE 13G - ---------------------------------------------- This Amendment No. 1 amends and supplements the Schedule 13G filed by Avi Arad on February 14, 1996 with respect to beneficial ownership of shares of Class A common stock, par value $.01 per share ("Class A Common Stock"), of Toy Biz, Inc. Item 1(a). Name of Issuer: Toy Biz, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 333 East 38th Street New York, New York 10016 Item 2(a). Name of Person Filing: Avi Arad Item 2(b). Address of Principal Business Office or, if none, Residence: 1698 Post Road East Westport, Connecticut 06880 Item 2(c). Citizenship: Israel Item 2(d). Title of Class of Securities: Class A Common Stock, $.01 par value per share (the "Common Stock") Item 2(e). CUSIP Number: 892261108 Item 3. Type of Reporting Person Filing Pursuant to Rule 13d-1(b) or 13d-2(b): Not Applicable. Item 4. Ownership: Item 4 is amended as follows: The information previously furnished in response to this Item 4 is amended to report beneficial ownership of the Class A Common Stock as of December 31, 1996 as follows: (a) Amount Beneficially Owned as of December 31, 1996: 4,150,000 shares of Class A Common Stock (b) Percent of Class: 20.4% (c) Number of shares as to which the Reporting Person has: Page 3 C/M: 11391.0000 458207.1 - ---------------------------------------------- CUSIP No. 892261108 SCHEDULE 13G - ---------------------------------------------- (i) sole power to vote or to direct the vote 0 (ii) shared power to vote or to direct the vote 4,150,000(1) (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct the disposition of 4,150,000(1) Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reporting on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. - ------------ (1) Shared pursuant to (i) the Stock Purchase Agreement, dated November 20, 1996, by and between Andrews Group Incorporated and Avi Arad, which is incorporated herein by reference to Exhibit B to the Amendment No. 1 to Schedule 13D, dated November 20, 1996, filed by Andrews Group Incorporated and Mafco Holdings Inc., as reporting persons, with respect to the Class A Common Stock, par value $.01 per share, of Toy Biz, Inc., and (ii) the Amendment No. 1 to Stock Purchase Agreement, dated as of January 29, 1997, by and between Andrews Group Incorporated and Avi Arad, which is incorporated herein by reference to Exhibit (c)(10) to the Rule 13E-3 Transaction Statement filed with the Commission on January 30, 1997 by Andrews Group Incorporated, Andrews Acquisition Corp. and Toy Biz, Inc. Page 4 C/M: 11391.0000 458207.1 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 1997 /s/ Avi Arad Avi Arad Page 5 C/M: 11391.0000 458207.1 -----END PRIVACY-ENHANCED MESSAGE-----